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证券代币平台 tZERO 和美SEC达成和解,将缴纳80万美元罚款

2022-01-11 08:07:29

链捕手消息,1 月 10 日,美国证券交易委员会(SEC)向证券代币平台tZERO 发布和解协议执法命令。根据和解协议,tZERO 未能在正常时间内披露其运营的多项变化。其中包括使用来自 Blue Ocean Financial Technology(tZERO于 2017 年收购的新加坡公司)的非美国交易信息、订阅经纪人在其平台上发布 tZERO 的证券代币定价,以及它审查用户访问权限的方式平台本身。 

该命令要求 tZERO 向美国证券监管机构支付 80万美元罚款,并及时叫停违规行为。根据命令,TZERO 提出了和解方案,美国证券交易委员会接受了该方案。根据和解条款,TZERO 既不承认也不否认 SEC 的调查结果。这是 SEC 在本月早些时候与去中心化预测市场 Polymarket 达成和解之后,在 2022 年的第二次执行和解协议。

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