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路透社:SEC 正在寻求 FTX 投资方尽职调查的详细信息,后者可能面临监管审查

2023-01-06 09:15:51

ChainCatcher 消息,据路透社报道,美国证券交易委员会(SEC)正在寻求 FTX 投资方尽职调查的详细信息。消息人士透露,SEC 已经询问了几家 FTX 投资方并发出文件请求,要求他们提供在投资 FTX 的时候制定了哪些尽职调查政策和程序,是否遵守了这些政策和程序,以及是否履行了投资方的信托义务。

由于相关调查尚未公开,消息人士拒绝透露被 SEC 调查的风投公司名称。分析认为,SEC 启动这项调查可能意味着投资 FTX 的风投公司和基金也将面临监管审查,即便他们可能是 FTX 破产的潜在受害者。

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